Information Package
baskent.edu.tr

Program of Finance and Banking

BANK324

CAPITAL MARKETS II

Course Code
BANK324
Semester
Sixth Term (Spring)
Theory+Practice
3 + 0
ECTS
5
Course TypeCompulsory Course
Course LevelBachelor's Degree
Year of Study3
SemesterSixth Term (Spring)
ECTS5
Name of Lecturer(s)
Learning Outcomes

At the end of this course, the students;

  1. Understand the place, importance, and international role of capital markets in the economy.
  2. Recognize the capital markets.
  3. Identify the institutions of capital markets.
  4. Learn about the instruments of capital markets.
  5. Be familiar with the Capital Markets Board (CMB) and its regulations.
  6. Understand the operating conditions of the Istanbul Stock Exchange (ISE).
Mode of DeliveryFace to face
PrerequisitesNo
Recommended Optional Programme ComponentsNone
Course DescriptionCapital markets and their fundamental properties, capital market instruments, and the importance of capital as a factor of production in a free market economy will be discussed. Additionally, stock valuation in the Turkish stock exchange market will be introduced.
Course Contents
WEEK TOPICS
1st Week Principles regarding investment services and activities
2nd Week Principles regarding ancillary services
3rd Week Establishment and operating principles of investment firms
4th Week Documentation and registration order of investment institutions
5th Week Margin buying, short selling and borrowing and lending transactions of capital market instruments
6th Week Share based crowdfunding
7th Week Midterm exam
8th Week General concepts of clearing, custody and operations
9th Week Clearing, storage and dematerialization arrangements
10th Week Transfer, clearing and default transactions of shares on BIST
11th Week Transfer, clearing and default transactions of debt instruments in BIST
12th Week Settlement, settlement and physical delivery of derivative instruments
13th Week Takasbank collateral management
14th Week BIST current applications
Recommended or Required ReadingBabuşoğlu, Ş., & Hazar, A. (2014). 2014 SPK Temel Düzey Lisanslama Sınavlarına Hazırlık Kitabı: Yatırım Kuruluşları, Takas ve Operasyon İşlemleri. Akademi Consulting Training.
Planned Learning Activities and Teaching Methods
  • Lecture
  • Case Study
  • Presentation
Assessment Methods and Criteria
Quantity Percentage (%)
Mid-term 1 35
Total(%) 35
Contribution of In-term Studies to Overall Grade(%) 35
Contribution of Final Examination to Overall Grade(%) 65
Total(%) 100
ECTS Allocated Based on Student Workload
Activities Quantity Duration (Hour) Total Workload (Hour)
Midterm exam 1 1 1
Preparation for Quiz
Individual or group work 12 3 36
Preparation for Final exam 1 30 30
Course hours 14 3 42
Preparation for Midterm exam 1 25 25
Laboratory (including preparation)
Final exam 1 1 1
Homework
Presentation (including preperation) 1 10 10
Total Work Load145
Total Work Load / 30 (h)4.83
ECTS Credit of the Course5
Language of InstructionTurkish
Work Placement(s)No

Programme Qualifications / Learning Outcomes

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