Information Package
baskent.edu.tr

Program of Finance and Banking

BANK323

CAPITAL MARKETS I

Course Code
BANK323
Semester
Fifth Term (Fall)
Theory+Practice
3 + 0
ECTS
5
Course TypeCompulsory Course
Course LevelBachelor's Degree
Year of Study3
SemesterFifth Term (Fall)
ECTS5
Name of Lecturer(s)
Learning Outcomes

At the end of this course, the students;

  1. Understand the place, importance, and international role of capital markets in the economy.
  2. Recognize the capital markets.
  3. Identify the institutions of capital markets.
  4. Learn about the instruments of capital markets.
  5. Become familiar with the Capital Markets Board (CMB) and its regulations.
  6. Understand the operating conditions of the Istanbul Stock Exchange (ISE).
Mode of DeliveryFace to face
PrerequisitesNo
Recommended Optional Programme ComponentsNone
Course DescriptionCapital markets and their fundamental properties, capital market instruments, and the importance of capital as a factor of production in a free market economy. In the stock exchange market in Turkey, the valuation of stocks will be introduced.
Course Contents
WEEK TOPICS
1st Week Capital market law
2nd Week Concepts related to capital markets
3rd Week Capital markets regulation and other regulations
4th Week TSPB duties, functions, members, professional rules
5th Week Negotiable instruments-securities relationship
6th Week Types of securities, rights and obligations given to the owner
7th Week Midterm exam
8th Week Share and share-like securities
9th Week Debt instruments general framework
10th Week Public debt instruments
11th Week Private sector bills and bonds
12th Week Asset-backed securities and similar capital market instruments
13th Week Warrant and deposit certificates
14th Week Derivative instruments
Recommended or Required ReadingBabuşoğlu, Ş., & Hazar, A. (2014). 2014 SPK Temel Düzey Lisanslama Sınavlarına Hazırlık Kitabı: Sermaye Piyasası Araçları 1, Dar Kapsamlı Sermaye Piyasası Mevzuatı. Akademi Consulting Training.
Planned Learning Activities and Teaching Methods
  • Lecture
  • Presentation
  • Case Study
Assessment Methods and Criteria
Quantity Percentage (%)
Mid-term 1 30
Total(%) 30
Contribution of In-term Studies to Overall Grade(%) 30
Contribution of Final Examination to Overall Grade(%) 70
Total(%) 100
ECTS Allocated Based on Student Workload
Activities Quantity Duration (Hour) Total Workload (Hour)
Midterm exam 1 1 1
Preparation for Quiz
Individual or group work 12 3 36
Preparation for Final exam 1 35 35
Course hours 14 3 42
Preparation for Midterm exam 1 30 30
Laboratory (including preparation)
Final exam 1 1 1
Homework
Presentation (including preperation)
Total Work Load145
Total Work Load / 30 (h)4.83
ECTS Credit of the Course5
Language of InstructionTurkish
Work Placement(s)No

Programme Qualifications / Learning Outcomes

LO1 LO2 LO3 LO4 LO5 LO6
K1 X X X X X X
K2 X X X X
K3
K4 X X X X X
K5
K6 X X X X
K7
K8 X X X
K9
K10 X X X