BANKING LAW AND REGULATIONS

BF604

Course Code: BF604
Semester: Second Term (Spring)
Theory+Practice: 3 + 0
ECTS: 15

Course Type

Compulsory Course

Course Level

Doctorate Of Science

Year of Study

Semester

Second Term (Spring)

ECTS

Name of Lecturer(s)

Learning Outcomes

At the end of this course, the students;

1. Understand the regulations concerning the banking sector from past till present.
2. Understand the justifications behing the legal arrangements.
3. Have knowledge about the difference samong of the legal arrangements.
4. Understand the sub arrangements concerning the latest regualtions.
5. Understand the applications of legal arrengements by banks and discuss the similarities and diferences of the resuts od these applications.

Mode of Delivery

Face to face

Prerequisites

Recommended Optional Programme Components

Course Description

This course aims to present the legal practices that takes place in the banking sector from its early days. Regulations within a time perspective, changes in these regulations and their effects on the banking sector will be thoroughly discussed.

Course Contents

WEEK	TOPICS
1^st Week	Legal arrengements made during the foundation years
2^nd Week	2000 November and 2001 February crisis and new banking code
3^rd Week	The differences of 5411 Banking Code from the other legal arrangements
4^th Week	Definitons in Banking Code and the activities of banks
5^th Week	Legal structure concerning the foundation, mergers and acquisitons and liquidations of banks
6^th Week	Protective Terms- shareholders equity and standard ratios
7^th Week	Protective Terms- Loans
8^th Week	Mid term exam
9^th Week	Protective Terms- shareholders equity and limitations
10^th Week	Deposit and participation fund
11^th Week	Audit and measures to be taken
12^th Week	Legal liabilities, investment and development banks, financial holding firms
13^th Week	BDDK, TMSF, TBB ve TKBB
14^th Week	Enforcements, Investigation
15^th Week

Recommended or Required Reading

1. 5411 Banking Code
2. BDDK, TMSF, TCMB Regulations
3. Lecture Documents

Planned Learning Activities and Teaching Methods

Lecture
Discussion
Questions/Answers

Assessment Methods and Criteria

	Quantity	Percentage (%)
Mid-term	1	40
Total(%)		40
Contribution of In-term Studies to Overall Grade(%)		40
Contribution of Final Examination to Overall Grade(%)		60
Total(%)		100

ECTS Allocated Based on Student Workload

Activities	Quantity	Duration (Hour)	Total Workload (Hour)
Midterm exam
Preparation for Quiz
Individual or group work	14	20	280
Preparation for Final exam	1	80	80
Course hours	14	3	42
Preparation for Midterm exam
Laboratory (including preparation)
Final exam	1	3	3
Homework	3	15	45
Total Work Load			450
Total Work Load / 30 (h)			15
ECTS Credit of the Course			15

Language of Instruction

Turkish

Work Placement(s)

Programme Qualifications / Learning Outcomes

	LO1	LO2	LO3	LO4	LO5
K1	X				X
K2			X		X
K3		X		X
K4			X	X
K5			X