The principles governing the establishment and operations of investment firms,
The system for maintaining documents and records related to investment firms, their activities, and ancillary services,
Gain knowledge about margin trading, short selling, and borrowing and lending of capital market instruments.
Mode of Delivery
E-Learning
Prerequisites
No
Recommended Optional Programme Components
Course Description
Within the regulations concerning investment corporations framework the establishment, andoperations of these entities will be covered. Alsothe main and side operations, loan utilisation with document and recordorder, shortsale, borrowing and lending concepts will be introduced.
Course Contents
Recommended or Required Reading
Planned Learning Activities and Teaching Methods
Questions/Answers
Lecture
Assessment Methods and Criteria
Quantity
Percentage (%)
Mid-term
1
20
Total(%)
20
Contribution of In-term Studies to Overall Grade(%)
20
Contribution of Final Examination to Overall Grade(%)
