Principles Governing the Establishment and Operations of Investment Firms,
Documentation and Record-Keeping Requirements for Investment Firms, Their Activities, and Related Services,
Gain knowledge about capital market instruments, margin trading, short selling, and securities lending and borrowing.
Mode of Delivery
Face to face
Prerequisites
No
Recommended Optional Programme Components
Course Description
Within the regulations concerning investment corporations framework the establishment, andoperations of these entities will be covered. Alsothe main and side operations, loan utilisation with document and recordorder, shortsale, borrowing and lending concepts will be introduced.
Course Contents
Recommended or Required Reading
Planned Learning Activities and Teaching Methods
Lecture
Discussion
Questions/Answers
Presentation
Assessment Methods and Criteria
Quantity
Percentage (%)
Mid-term
1
35
Total(%)
35
Contribution of In-term Studies to Overall Grade(%)
35
Contribution of Final Examination to Overall Grade(%)