Information Package

Master's of Capital Markets with Thesis

SP502

INVESTMENT CORPORATIONS

Course Code
SP502
Semester
First Term (Fall)
Theory+Practice
3 + 0
ECTS
10
Course TypeCompulsory Course
Course LevelMaster's Degree With Thesis
Year of Study1
SemesterFirst Term (Fall)
ECTS10
Name of Lecturer(s) -
Learning Outcomes

At the end of this course, the students;

  1. Investment services and ancillary services,
  2. Principles Governing the Establishment and Operations of Investment Firms,
  3. Documentation and Record-Keeping Requirements for Investment Firms, Their Activities, and Related Services,
  4. Gain knowledge about capital market instruments, margin trading, short selling, and securities lending and borrowing.
Mode of DeliveryFace to face
PrerequisitesNo
Recommended Optional Programme Components
Course DescriptionWithin the regulations concerning investment corporations framework the establishment, andoperations of these entities will be covered. Alsothe main and side operations, loan utilisation with document and recordorder, shortsale, borrowing and lending concepts will be introduced.
Course Contents
Recommended or Required Reading
Planned Learning Activities and Teaching Methods
  • Lecture
  • Discussion
  • Questions/Answers
  • Presentation
Assessment Methods and Criteria
Quantity Percentage (%)
Mid-term 1 35
Total(%) 35
Contribution of In-term Studies to Overall Grade(%) 35
Contribution of Final Examination to Overall Grade(%) 65
Total(%) 100
ECTS Allocated Based on Student Workload
Activities Quantity Duration (Hour) Total Workload (Hour)
Midterm exam 1 1 1
Preparation for Quiz
Individual or group work 14 12 168
Preparation for Final exam 1 30 30
Course hours 14 3 42
Preparation for Midterm exam 1 20 20
Laboratory (including preparation) 14 3 42
Final exam 1 2 2
Homework 1 1 1
Total Work Load306
Total Work Load / 30 (h)10.2
ECTS Credit of the Course10
Language of InstructionTurkish
Work Placement(s)No
LO1 LO2 LO3 LO4
K1 X X X X
K2
K3
K4
K5
K6
K7
K8
K9