Information Package

Master's of Banking and Finance with Thesis

BF518

CAPITAL MARKETS LAW

Course Code
BF518
Semester
-
Theory+Practice
3 + 0
ECTS
10
Course TypeElective Course
Course LevelMaster's Degree With Thesis
Year of Study-
Semester-
ECTS10
Name of Lecturer(s) -
Learning Outcomes

At the end of this course, the students;

  1. will be able to explain the concept of market and types of markets.
  2. will learn the capital market institutions.
  3. will learn the concept of investment trusts and mutual funds.
  4. have knowledge of stock exchanges.
  5. will be able to describe the sources of capital market law.
  6. will learn the instruments of capital market.
  7. will learn the concepts of forward and future transactions and option contracts.
  8. will be able to explain the dematerialized system.
  9. have the knowledge of joint stock companies
Mode of DeliveryFace to face
PrerequisitesNo
Recommended Optional Programme ComponentsNone
Course DescriptionCapital market legislations, companies regulated by capital markets law, banks and other intermediary institutions, investment and mutual funds, portfolio management companies, independent auditing companies, rating companies, futures and options markets, liabilites and practices concerning capital market transactions topics will be covered.
Course Contents
WEEK TOPICS
1st Week The Concept of Market, Characteristics and Types of Markets
2nd Week Capital Market Institutions
3rd Week Investment Trusts and Mutual Funds
4th Week History of Capital Markets and Stock Exchanges
5th Week The Types and Functions of Stock Exchanges
6th Week The Definition and Sources of Capital Market Law
7th Week Mid-term Exam
8th Week Basic Concepts of Capital Market
9th Week Instruments of Capital Market
10th Week Securities and Types of Securities
11th Week Other Capital Market Instruments
12th Week Forward and Future Transactions, Option Contracts
13th Week Dematerialized System
14th Week Joint Stock Companies
Recommended or Required ReadingSümer, Ayşe: Türk Sermaye Piyasası Hukuku ve Seçilmiş Mevzuat, B. 3, İstanbul 2002
Planned Learning Activities and Teaching Methods
  • Lecture
  • Discussion
  • Questions/Answers
Assessment Methods and Criteria
Quantity Percentage (%)
Mid-term 1 40
Assignment 1 10
Total(%) 50
Contribution of In-term Studies to Overall Grade(%) 50
Contribution of Final Examination to Overall Grade(%) 50
Total(%) 100
ECTS Allocated Based on Student Workload
Activities Quantity Duration (Hour) Total Workload (Hour)
Midterm exam 1 1 1
Preparation for Quiz
Individual or group work 14 13 182
Preparation for Final exam 1 50 50
Course hours 14 3 42
Preparation for Midterm exam 1 30 30
Laboratory (including preparation)
Final exam 1 2 2
Homework 1 1 1
Total Work Load308
Total Work Load / 30 (h)10.26
ECTS Credit of the Course10
Language of InstructionTurkish
Work Placement(s)No
LO1 LO2 LO3 LO4 LO5 LO6 LO7 LO8 LO9
K1 X X X X X X X X X
K2 X X X X X X
K3 X
K4 X X
K5 X X X
K6 X
K7 X
K8 X
K9 X X
K10